Senior Vice President, Compliance
PIMCO · Newport Beach
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- Company
- PIMCO
- Location
- Newport Beach
- Employment type
- Full-time
- Salary
- $ 215,000.00 - $ 305,000.00
- Posted
- October 16, 2026
About this job
Position Overview PIMCO is seeking a Senior Vice President to lead Compliance for distribution, broker dealer and capital markets activities, including oversight of the compliance program of PIMCO Investments LLC (PI), PIMCO’s broker-dealer responsible for distributing U.S. registered and private funds. In this role, you will oversee the monitoring and implementation of the regulatory and compliance framework for broker-dealer, distribution, capital raising and placement activities, with a focus on FINRA compliance, supervision, and related regulatory obligations and support the growth of the firm’s capital markets business. You will partner closely with attorneys, compliance professionals, and business stakeholders to support the compliance program design, supervisory structures,…
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