Regulatory Reporting Compliance Associate
Robinhood · Chicago, IL; Denver, CO; Lake Mary
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- Company
- Robinhood
- Location
- Chicago, IL; Denver, CO; Lake Mary
- Salary
- $74,000 — $87,000
- Posted
- October 16, 2026
About this job
The Regulatory Reporting team is part of Compliance and helps Robinhood meet its obligations under Firm policy, SEC rules, and FINRA regulations. We review customer complaints from many channels, decide which ones require regulatory filings, and report on what we find. We work closely with the Customer Experience team to spot complaints early and strengthen our written supervisory and standard operating procedures. We also support partners in technology, audit, fraud, and training with ad hoc requests. Joining us means getting a front-row view of how a fast-growing brokerage manages regulatory risk! As a Compliance Associate, you'll review complaints in depth to decide whether a filing is required under FINRA Rules 4530, 4513, and 2360(b)(17).…
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