Manager, Broker Dealer Operations

About this job

Where you’ll work This role will be based in our San Francisco office. We are a hybrid environment that combines the energy and connections of being in the office with the benefits and flexibility of working from home. We currently require a minimum of three coordinated days in the office per week, Monday, Wednesday and Thursday. As a perk, we also have up to four weeks per year of fully remote work! Requirements 5+ years of experience in US banking operations, securities trading, or a related function within a bank, fintech, or other regulated financial services environment. Series 7, 63, and 24 Experience with regulated high-risk money movement workflows. Strong judgment, including the ability to assess risk, make sound escalation decisions, and maintain clear, audit-ready documentation.…

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