Compliance Analyst

Neuberger Berman · New York

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Company
Neuberger Berman
Location
New York
Employment type
Full-time
Salary
$80,000-$110,000
Posted
November 3, 2026

About this job

Neuberger is seeking an Analyst to join the Compliance Team in New York. This person will report into the Chief Compliance Officer – Central Compliance. In this role, the primary focus is surveillance and monitoring, with opportunities to contribute to collaborative projects across the firm’s global compliance program. Primary Responsibilities: Review and analyze reports generated by the firm’s surveillance systems. Communicate and address surveillance issues, as necessary Provide guidance to the business units when issues arise on policies related to the Compliance Manual, Code of Ethics, Restricted List, Money Laundering Prevention, Outside Activities, Gifts/Entertainment Conduct email surveillance, experience with Global Relay Archive & Compliance system a plus Prepare and submit…

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