Regulatory and Compliance, ERISA - Senior Vice President

iCapital · Greenwich

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Company
iCapital
Location
Greenwich
Salary
$190,000 to $230,000
Posted
September 11, 2026

About this job

About the Role The Senior Vice President of ERISA Compliance is responsible for leading iCapital's enterprise-wide compliance program relating to the Employee Retirement Income Security Act of 1974 (ERISA), Department of Labor (DOL) regulations, prohibited transaction exemptions, and Qualified Professional Asset Manager (QPAM) compliance requirements. This role serves as the primary subject matter expert for ERISA-related regulatory obligations impacting iCapital's registered investment advisers, collective investment trusts (CITs), retirement-focused investment products, and retirement-plan clients. This individual will partner closely with Legal, Product, Operations, Finance, Investment Management, and Distribution teams to develop and maintain policies, procedures, testing programs,…

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Regulatory and Compliance, ERISA - Senior Vice President — iCapital | NewLuxJob